Privacy Policy

Maintaining your trust and confidence is a high priority. That’s why we want you to understand how your privacy is protected. This Privacy Notice is issued by Finser International Corporation. In connection with providing you with investment advisory services, we collect nonpublic personal information about you such as, as applicable, your name in combination with your social security number, driver’s license number, passport number or other government-issued identification number, date of birth, assets, income, tax information, beneficiary information, personal bank account information, account numbers for other financial accounts you may hold, and transactional history. We collect such information from your account application and other forms that you may deliver to us and from the securities transactions executed in your advisory accounts. This is information that regulators consider necessary for the proper servicing of your account. We restrict access to nonpublic personal information about you to only those employees who need to know that information to provide products and services to you, and we maintain physical, electronic, and administrative safeguards that comply with federal standards to maintain the security of your nonpublic personal information. In order to manage your investment portfolio(s), effect transactions in your advisory account, and to service your account properly, we may disclose all of the information that we collect, as described above, to firms that assist us in servicing your account, such as the executing broker/dealer(s), their clearing broker/dealer(s), and any other custodian you may appoint. All records containing your nonpublic personal information are kept at our offices and may also be kept at those companies with whom we associate in order to service your account, including the executing broker/dealers. These service providers are required to protect the confidentiality of your information and to use the information only for the purposes for which disclosure to them is made. Your nonpublic personal information may be shared among the entities described in this Privacy Notice, their affiliates, and their non-affiliates who provide transfer agent services, custody services, clearing services or other services related to the management and servicing of your account. We do not share nonpublic personal information about present or former customers to non-affiliated third parties other than those identified in this Privacy Notice, except as permitted or required by law to, for example: effect, administer or enforce a transaction in your account; protect the security and integrity of our records; protect our rights and property and the rights and property of others; take precautions against liability; respond to claims that your information violates the rights and interests of third parties; take actions required by law or to respond to judicial process; assist with detection, investigation or reporting of actual or potential fraud, misrepresentation or criminal activity; and provide information to law enforcement agencies or for an investigation on a matter related to public safety. If you decide to close your account(s) or become an inactive customer, we will continue to adhere to the privacy policies and practices set forth above. If you have any questions concerning our privacy policies, please contact us.


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